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III. POSTDOCTORAL FELLOWSHIP APPOINTMENT FORM

Use this form for Post-Doctoral Fellowships or other Non-Degree Fellowships only. Do not use this form for post-doctoral research associates, who are regular employees for whom the appropriate employment forms should be used.

Please note, if the fellow is not a U.S. citizen then a completed form of Statement of Citizenship and Residence for Tax Purposes (Comptroller Form UPP1001; instructions for completing this form are available from the Comptroller’s Office) must accompany the Postdoctoral Fellowship Appointment form.

Form Field Name

Instruction

ACTION

Check the appropriate category (New Appointment, Reappointment, Stipend Change)

NAME

Enter the employee’s full last and first name; the middle initial or maiden name is optional.

DEPARTMENT

Enter the name of the department initiating the fellowship. In parentheses, next to the name, enter the Department Number including the two digit executive level prefix.

FROM / THROUGH

Enter the begin and end dates of the funding period.

PER MONTH

Enter the stipend amount that the fellow will receive per month.

All of the following fields must be completed for new fellowship appointments.

ADDRESS

Enter a complete U.S. or foreign mailing address.

TELEPHONE NUMBER

Enter a home phone number if available.

ADDRESS for UNIVERSITY MAIL

Enter either the building name, room number, and box or a mailcode.

On the same line, indicate where stipend checks are to be delivered, using a department number (including the two digit executive level prefix.

Include a university/work phone number if available.

MINORITY CODE

Check the appropriate box; required by equal opportunity laws.

CITIZENSHIP

Enter one from the following list: ‘US Citizen’, ‘Resident Alien’, ‘Nonresident Alien’.

If the fellow is not a U.S. citizen, (s)he must complete a Statement of Citizenship and Residence for Tax Purposes (Form UPP 1001).

PLACE OF BIRTH

Enter the city and state or country of birth.

DATE OF BIRTH

Enter the fellow’s date of birth in the format MM/DD/YY

VISA STATUS

If the fellow is not a U.S. citizen, indicate the visa classification under which (s)he is present in the U.S. (e.g., J-1, H-1B).

DEPT LOCATION

Enter the building name or street address of your department.

SSN

Enter the fellow’s social security number.

GENDER

Check the appropriate box.

MARITAL STATUS

Check the appropriate box.

MEDICAL LICENSE

If a medical license is required for the fellowship appointment, check ‘YES’; otherwise check ‘NO’.

PREVIOUS U of C EMPLOYMENT or FELLOWSHIP

Enter the name of the fellow’s previous fellowship at the University of Chicago (if any) or the name of the primary department and job title if the fellow was previously employed at the University of Chicago.

TERMINATION DATE

Enter the end date of the fellow’s previous fellowship or employment at the Univeristy of Chicago.

 

Section on Distribution of Stipend

If you are submitting the Postdoctoral Fellowship Appointment form for a stipend change or a fellowship reappointment, show the previous distribution where indicated.

Form Field Name

Instruction

ACCOUNT NAME

Enter the name of the account to be charged.

ACCOUNT NUMBER

Enter the account number to be charged. Use 8370 as the subaccount.

% OF TIME

Enter the percent of the monthly stipend to be charged to this account.

MONTHLY STIPEND

Enter the monthly stipend amount.

BEGINNING

Enter the beginning date that the account is to be charged.

THROUGH

Enter the date on which you want the charges to stop.

NOTE: You must fund the fellowship through the end date entered in the top section of this form.

Form Field Name

Instruction

TITLE of FELLOWSHIP

Enter the title of the fellowship.

DEGREES

Starting with the most recent degree earned, provide the type of degree, the year it was granted, and the name of the granting institution.

RESEARCH PROGRAM

Enter the name of the study program contemplated by the fellow.

SOURCE of FUNDS

Enter the name of the source of funds from which the award is made.

If the award provides reimbursement of expenses incident to the fellowship, then check ‘YES’ where indicated and attach an itemized list to this form.

Obtain all necessary signatures before forwarding the Postdoctoral Fellowship Appointment form to the Provost’s Office.

Five copies of the form and one copy of an appointment letter to be signed for the President or Provost are provided. The forms and letter are then to be routed and signed as follows:

· The fellow and Department Chairperson sign the form. The blue copy is retained by the Chairperson, and all other copies are sent to the Dean.

· The Dean, if (s)he approves the appointment, signs where indicated and sends all copies to the Dean of Students of the Division or School, who retains the pink copy and send three copies to the Provost’s Office.

· After the appointment form has been approved in the Provost’s Office, the letter and canary copy of the appointment form are sent to the Division to be transmitted to the fellow, the green copy is retained and the original copy of the form is sent to the Office of the Comptroller.

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